-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ULWtktp0pUdakpOtD1EGWUy7f72mhpU4QS6jozCpv8troLmCf1c/L0l10iwVssTs 5rerJFKcHcmrbtXz4rWitA== 0000950005-04-000203.txt : 20040217 0000950005-04-000203.hdr.sgml : 20040216 20040217152331 ACCESSION NUMBER: 0000950005-04-000203 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040217 GROUP MEMBERS: FOUNDATION CAPITAL ENTREPRENEURS FUND, L.L.C. GROUP MEMBERS: FOUNDATION CAPITAL MANAGEMENT, L.L.C. GROUP MEMBERS: FOUNDATION CAPITAL, L.P. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FOUNDATION CAPITAL LP CENTRAL INDEX KEY: 0001005669 IRS NUMBER: 943233429 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2480 SAND HILL RD STREET 2: STE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHORDIANT SOFTWARE INC CENTRAL INDEX KEY: 0001042134 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 931051328 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58615 FILM NUMBER: 04608108 BUSINESS ADDRESS: STREET 1: 20400 STEVENS CREEK BLVD STREET 2: SUITE 400 CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4085176100 MAIL ADDRESS: STREET 1: 20400 STEVENS CREEK BLVD STREET 2: SUITE 400 CITY: CUPERTINO STATE: CA ZIP: 95014 SC 13D/A 1 p18205_sc13da.txt AMENDMENT NO. 3 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------ SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 3)(*) Chordiant Software, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 170404107 - -------------------------------------------------------------------------------- (CUSIP Number) Theodore R. Meyer 70 Willow Road, Suite 200 Menlo Park, CA 94024 650/614-0500 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss.240.13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) (Page 1 of 8 Pages) CUSIP No. 170404107 SCHEDULE 13D/A Page 2 of 8 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Foundation Capital, L.P. 94-3233429 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, United States of America - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 shares -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 0 shares OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 0 shares WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 170404107 SCHEDULE 13D/A Page 3 of 8 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Foundation Capital Entrepreneurs Fund, L.L.C. 94-3241514 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, United States of America - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 shares -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 0 shares OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 0 shares WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 170404107 SCHEDULE 13D/A Page 4 of 8 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Foundation Capital Management, L.L.C. 94-3233430 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, United States of America - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 shares -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 0 shares OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 0 shares WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 170404107 SCHEDULE 13D/A Page 5 of 8 Pages - -------------------------------------------------------------------------------- Item 1 Security and Issuer This Amendment No. 3 to Schedule 13D is being filed on behalf of the undersigned to amend the Schedule 13D originally filed on February 14, 2002 (the "Schedule 13D"). Unless otherwise indicated, all capitalized terms used herein but not defined shall have the same meaning as set forth in the Schedule 13D. (a) Name of the Issuer: Chordiant Software, Inc. (the "Issuer") (b) Title of Security: Common Stock, par value $0.001 per share (the "Common Stock") (c) The Issuer's principal executive office: 20400 Stevens Creek Boulevard, Suite 400 Cupertino, CA 95014 Item 2 Identity and Background (a) Name: Foundation Capital, L.P. ("FC") Foundation Capital Entrepreneurs Fund, L.L.C. ("FCE") Foundation Capital Management, L.L.C. ("FCM") (b) Residence or business address: c/o Foundation Capital 70 Willow Road, Suite 200 Menlo Park, CA 94025 (c) Principal Business/Principal Occupation: The principal business of FC and FCE is acting as venture capital investment vehicles. FCM serves as the sole general partner of FC and FCE. (d) Convictions in criminal proceedings in the last 5 years: None. (e) Judgments for violations of Securities Laws in the last 5 years: None. (f) Citizenship: Entities: FC - Delaware FCE - Delaware FCM - Delaware Item 3 Source and Amount of Funds or Other Consideration Not applicable. CUSIP No. 170404107 SCHEDULE 13D/A Page 6 of 8 Pages - -------------------------------------------------------------------------------- Item 4 Purpose of Transaction FC, FCE and FCM acquired the Common Stock for investment purposes. Subject to applicable legal requirements, Reporting Persons may purchase additional Common Stock from time to time in open market or in private transactions, depending on their evaluation of Issuer's business, prospects and financial condition, the market for the Common Stock, other developments concerning Issuer, the reaction of Issuer to Reporting Person's ownership of Common Stock, other opportunities available to Reporting Persons, and general economic, money market and stock market conditions. In addition, depending upon the factors referred to above, Reporting Persons may dispose of all or a portion of their Common Stock at any time. Other than as described in this Item 4, Reporting Persons do not have any plan or proposal relating to, or that would result in, any event described in (a)-(j) of this Item 4. During 2003, the Reporting Persons' sold 3,115,813 shares of the Company's Common Stock at an average price of $3.46 per share. Item 5 Interest in Securities of the Issuer Effective November 5, 2003, the Reporting Persons ceased to beneficially own 5% of the Common Stock and accordingly this Amendment is the Reporting Persons' final amendment to the Schedule 13D. The following information sets forth the beneficial ownership of the Common Stock of the Issuer by each of the Reporting Persons as of December 31, 2003: ============================ =========== ============ ============ Ownership/Power FC FCE FCM - ---------------------------- ----------- ------------ ------------ Beneficial Ownership 0 0 0 - ---------------------------- ----------- ------------ ------------ Percentage of Class 0 0 0 - ---------------------------- ----------- ------------ ------------ Sole Voting Power 0 0 0 - ---------------------------- ----------- ------------ ------------ Shared Voting Power 0 0 0 - ---------------------------- ----------- ------------ ------------ Sole Dispositive Power 0 0 0 - ---------------------------- ----------- ------------ ------------ Shared Dispositive Power 0 0 0 ============================ =========== ============ ============ Item 6 Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Not applicable. Item 7 Material to be filed as Exhibits Exhibit A: Joint Filing Statement CUSIP No. 170404107 SCHEDULE 13D/A Page 7 of 8 Pages - -------------------------------------------------------------------------------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 13, 2004 FOUNDATION CAPITAL MANAGEMENT, L.L.C. By: /s/ William B. Elmore -------------------------------------------------- Member FOUNDATION CAPITAL, L.P. By: Foundation Capital Management, L.L.C. its General Partner By: /s/ William B. Elmore -------------------------------------------------- Member FOUNDATION CAPITAL ENTREPRENEURS FUND, L.L.C. By: Foundation Capital Management, L.L.C. its Manager By: /s/ William B. Elmore -------------------------------------------------- Member CUSIP No. 170404107 SCHEDULE 13D/A Page 8 of 8 Pages - -------------------------------------------------------------------------------- EXHIBIT A We, the undersigned, hereby express our agreement that the attached Amendment to Schedule 13D relating to the Common Stock of Chordiant Software, Inc. is filed on behalf of each of us. Dated: February 13, 2004 FOUNDATION CAPITAL MANAGEMENT, L.L.C. By: /s/ William B. Elmore -------------------------------------------------- Member FOUNDATION CAPITAL, L.P. By: Foundation Capital Management, L.L.C. its General Partner By: /s/ William B. Elmore -------------------------------------------------- Member FOUNDATION CAPITAL ENTREPRENEURS FUND, L.L.C. By: Foundation Capital Management, L.L.C. its Manager By: /s/ William B. Elmore -------------------------------------------------- Member -----END PRIVACY-ENHANCED MESSAGE-----